Being an AR of expert Analysis Group is a quick and cost effective route to market.

The regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.

Being an Appointed representative of Expert Analysis Group

Our clients are typical experienced professional who have worked for investment banks, corporate finance firms, private equity firms or investment managers and who want to venture out on their own. The businesses may have just one or several professionals and there may be support or administrative staff. Although it is difficult to generalise, the typical total number of staff at an Appointed Representative of ours would be between one and six staff. The majority of the activ

While acting for both the buy side and sell side in the same transaction is possible, it presents significant conflcits of interest.

Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they might seem small. This requirement is part of maintaining compliance with the Financial Conduct Authority (FCA) regulations, which emphasise transparency and proper oversight. Key points include: Regulatory Compliance : Both the principal and the AR must ensure compliance with FCA rules, which include keeping accurate and current records. Chan