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Structuring a Luxembourg GP/LP Fund with FCA Support
Structuring a Luxembourg GP/LP Fund with support from Expert Analysis Group can greater access to investors and management fee income to the GP
What are the advantages of being an Appointed Representative
Being an AR of expert Analysis Group is a quick and cost effective route to market.
Why a PE Fund would want to partner with Expert Analysis Group
PE Funds can benefit from a partnership with Expert Analysis Group by accessing investors and extracting fees from their GP/LP structure.
How do you manage your Appointed Representative relationships?
Being an Appointed representative of Expert Analysis Group
Who are the typical clients of Expert Analysis Group?
Our clients are typical experienced professional who have worked for investment banks, corporate finance firms, private equity firms or investment managers and who want to venture out on their own. The businesses may have just one or several professionals and there may be support or administrative staff. Although it is difficult to generalise, the typical total number of staff at an Appointed Representative of ours would be between one and six staff. The majority of the activ
Do I need to be regulated?
You will almost certainly need to be regulated/authorised if: you are giving financial advice to someone and your advice is specific to them; and if you are paid on the basis of the success of a transaction in which you are somehow involved.
What can I do if I am an Appointed Representative of Expert Analysis Group?
As an AR of Expert Analysis Group you can: advise on investments, arrange (bring about) deals in investments and make arrangements with a view to transactions in investments.
Do I need to notify you of small changes at my firm, such as staff changes or telephone number changes?
Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they might seem small. This requirement is part of maintaining compliance with the Financial Conduct Authority (FCA) regulations, which emphasise transparency and proper oversight. Key points include: Regulatory Compliance : Both the principal and the AR must ensure compliance with FCA rules, which include keeping accurate and current records. Chan
If my firm is regulated can we jointly advise with an unregulated partner?
We were recently asked whether a firm that is not regulated could partner with a firm that is regulated such that the regulated and unregulated firms could both give investment advice or arrange/bring about deals? The answer is almost certainly no! When two UK-based firms are jointly giving investment advice, both advisors need to be regulated. Some of the requirement and implications are listed below: Regulation requirements Both must be regulated: Each advisor must be au
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