top of page
Search
What are the advantages of being an Appointed Representative
Being an AR of expert Analysis Group is a quick and cost effective route to market.
How do you manage your Appointed Representative relationships?
Being an Appointed representative of Expert Analysis Group
Who are the typical clients of Expert Analysis Group?
Our clients are typical experienced professional who have worked for investment banks, corporate finance firms, private equity firms or investment managers and who want to venture out on their own. The businesses may have just one or several professionals and there may be support or administrative staff. Although it is difficult to generalise, the typical total number of staff at an Appointed Representative of ours would be between one and six staff. The majority of the activ
Do I need to notify you of small changes at my firm, such as staff changes or telephone number changes?
Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they might seem small. This requirement is part of maintaining compliance with the Financial Conduct Authority (FCA) regulations, which emphasise transparency and proper oversight. Key points include: Regulatory Compliance : Both the principal and the AR must ensure compliance with FCA rules, which include keeping accurate and current records. Chan
How do I find out about an FCA regulated firm?
The best way to find out about an FCA regulated firm is to go to the FCA register https://register.fca.org.uk/s/ and use the search function. Unfortunately, its not possible to undertake complex searches so you may end up with a lot of results! Expert Analysis Group is an FCA-authorised principal firm providing Appointed Representative services. Learn more about how we can help your firm or contact us to discuss your requirements.
bottom of page