top of page
Search
Consultation on re-bundeling research with execution fees
The regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.
What can ARs and Principal firms learn from the recent Starling Bank Case
Starling Bank £29 million for poor financial crime controls - DON'T LET IT HAPPEN TO YOU!
Full Customer Due Diligence – Even for Known Clients
Full Customer Due Diligence is important even for clients that you know very well!
What are the advantages of being an Appointed Representative
Being an AR of expert Analysis Group is a quick and cost effective route to market.
bottom of page